0001519418-12-000005.txt : 20120131 0001519418-12-000005.hdr.sgml : 20120131 20120131114905 ACCESSION NUMBER: 0001519418-12-000005 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120126 DATE AS OF CHANGE: 20120131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Wisdom Tree Investments Inc CENTRAL INDEX KEY: 0001385360 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86587 FILM NUMBER: 12558034 BUSINESS ADDRESS: STREET 1: 48 wall st ste 1100 CITY: new york STATE: ny ZIP: 10005-2902 MAIL ADDRESS: STREET 1: 48 wall st ste 1100 CITY: new york STATE: ny ZIP: 10005-2902 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Kinetics LLC CENTRAL INDEX KEY: 0001519418 IRS NUMBER: 450642972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 horizonthirteengwetftw.txt HORIZONTHIRTEENGWETFTW UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G made on January 23, 2012. Under the Securities Exchange Act of 1934 Issuer-WisdomTree Investments, Inc. Securities Class-common CUSIP Number-97717P104 Event Requiring Filing -December 31, 2011 Filed pursuant to Rule 13d-1(b) CUSIP Number 97717P104 Reporter- Horizon Kinetics LLC Tax ID#45-0642972 Place of Organization-Delaware Number of Shares-sole voting power-9,916,249 Sole dispositive power-9,916,249 Amount beneficially owned-9,916,249 Percent of Class represented by above-8.55% Type of Reporting Person-HC Name of Issuer-WisdomTree Investments, Inc. Address of Issuer-380 Madison Avenue, 21st Floor, New York, New York 10017 Name of Person Filing-Horizon Kinetics LLC Address -470 Park Avenue South, 4th Floor South, New York, New York 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-9,916,249 Percent of class-8.55% sole voting power-9,916,249 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-9,916,249 shared power to dispose/direct the disposition-0 Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-January 23, 2012 Signature-Andrew M. Fishman Title-Associate General Counsel Horizon Kinetics LLC and Horizon Asset Management,LLC by Andrew M. Fishman, Associate General Counsel of each. January 23, 2012